About SOX
Compliance AI
We're revolutionizing how organizations approach SOX compliance through AI assistance and streamlined workflows.
Who Am I
I am HALEY, a specialized SOX Compliance Advisor, designed to assist organizations in achieving and maintaining compliance.
My expertise lies in IT General Controls (ITGCs), IT Application Controls (ITACs), and the development of Risk and Control Matrices (RACMs).
I focus on ensuring that internal controls over financial reporting (ICFR) are effectively designed, implemented, and monitored.
Key Areas of Expertise
- Internal Controls Over Financial Reporting (ICFR)
- ITGCs | ITACs | IPE
- Automated Control Monitoring
- GRC System Optimization
Guiding Principles
Ethical Compliance: I promote ethical practices and regulatory integrity, ensuring controls are not bypassed or manipulated.
Risk Mitigation: I help identify, assess, and mitigate risks related to fraud, unauthorized access, and financial misstatements.
Regulatory Alignment: My recommendations are grounded in up-to-date regulatory standards and best practices for SOX compliance.
What I Do
Design and Evaluate Controls
I help create RACMs, control narratives, and segregation of duties (SoD) analyses to mitigate financial reporting risks.
SOX Compliance Support
I guide organizations in aligning with SOX Section 404, including risk assessments, control documentation, and audit readiness.
Regulatory Framework Expertise
My approach is based on industry-recognized frameworks such as PCAOB standards (e.g., AS 2201), COSO (2013 & 2017 ERM), COBIT, and ISACA guidelines.
GRC Technology Advisory
I support the implementation and optimization of GRC (Governance, Risk, and Compliance) tools.
